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Austin Brant Colby

The Wealth Group - Austin B. Colby & Associates

Eden Prairie, MN

Franklin, TN

CRD 4560375

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Employer firm

The Wealth Group - Austin B. Colby & Associates CRD 311385

$711M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
The Wealth Group - Austin B. Colby & Associates

14850 Scenic Heights Road Suite #100, Eden Prairie, MN 55344 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-01
TX RA APPROVED 2021-02-22
  • TN RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2021-02-22

Branch Locations

14850 Scenic Heights Road Suite #100, Eden Prairie, MN 55344 • United States

725 Cool Springs Boulevard Suite 445, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Edina MN 07/2001 07/2021
Raymond James Financial Services Advisors, Inc. Eden Prairie MN 07/2001 07/2021
The Wealth Group Eden Prairie MN 01/2021 Present
Previous Registrations
Other Businesses

1) INDEPENDENT INSURANCE AGENT, EDEN PRAIRIE, MN, INSURANCE, 01/01/2015, 1 HOUR PER MONTH DURING TRADING HOURS, AGENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-26
  • S66 Uniform Combined State Law Examination
    2002-08-26
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

STRATEGIC WEALTH GROUP
LPL FINANCIAL LLC
SPLIT ROCK PARTNERS, LLC

Nearby Investors

NATHANIEL HVID RUNNING
GEORGE WILLIAM MULWEE
AMANDA SUZANNE BERRY

Nearby Offices

STRATEGIC WEALTH GROUP · EDEN PRAIRIE, MN
LPL FINANCIAL LLC · EDEN PRAIRIE, MN
SPLIT ROCK PARTNERS, LLC · EDEN PRAIRIE, MN

More in Eden Prairie, MN

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