Jonathan Dale Upton

Current Employers

Employment History

• 07/2007 → 08/2018
  Lamkin Wealth Management
  Louisville, KY
• 07/2007 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger)
  Louisville, KY
• 02/2024 → Present
  Keystone Financial Group
  Louisville, KY

Other Businesses

1. 4/6/2021 - Frontsight Financial, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 12/19/2018 - 2 Hours Per Month/0 Hours During Securities Trading - Personal LLC utilized for tax purposes. 2. 9/20/2021 - Frontsight Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/26/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 3. 02/14/2024 - Keystone Financial Group LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 02/01/2024 - 160 Hours Per Month/ 30 Hours During Trading - I provide investment advisory services through Keystone Financial Group, LLC, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 02/16/2024 - Keystone Financial Group LLC - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 02/01/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services through Keystone Financial Group, LLC, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 04/11/2024 - Keystone Financial Group LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/01/2024 - 160 Hours Per Month/ 100 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-02-20

Designations