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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-06 |
| TN | RA | APPROVED | 2021-09-02 |
| TX | RA | APPROVED_RES | 2010-02-19 |
| CA | RA | APPROVED | 2002-10-28 |
Branch Locations
9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States
Boca Raton, FL • United States
Nashville, TN • United States
818 18Th Ave South Suite 100, Nashville, TN 37203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Beverly Hills | CA | 03/2008 | Present |
| City National Bank | Beverly Hills | CA | 07/2016 | Present |
(1) BARTMAN BROTHERS: 11777 SAN VICENTE BLVD. SUITE 600 LOS ANGELES, CA 90049; BUSINESS DESCRIPTION: FAMILY LTD. PARTNERSHIP; NOT INVESTMENT RELATED; START: 01/10/2023; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HRS PER MONTH: 0; SECURITIES HRS PER MONTH: 0 (2) FAWCO INTERNATIONAL, LLC; BUSINESS DESCRIPTION: INVEST IN GLOBAL PARTNERS UNITED; NOT INVESTMENT RELATED; START: 12/20/2010; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HRS PER MONTH: 5; SECURITIES HRS PER MONTH: 0 (3) PF-CST, LP; PARK PLACE SHOPPING CENTER, 2501 S. TEXAS AVE, COLLEGE STATION, TEXAS; BUSINESS DESCRIPTION: FITNESS GYM; NOT INVESTMENT RELATED; START: 12/13/2013; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HRS PER MONTH: 0; SECURITIES HRS PER MONTH: 0 (4) CROSS CITATION VENTURES; 411 HIGHLAND CROSS DRIVE, HOUSTON, TEXAS; BUSINESS DESCRIPTION: APARTMENT BUILDING; NOT INVESTMENT RELATED; START: 04/13/2015; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HRS PER MONTH: 0; SECURITIES HRS PER MONTH: 0 (5) 4C GPS II, LP; ADDRESS: THE CYNOSURE GROUP, FIRST SECURITY BLDG, 79 SOUTH MAIN STREET, 3RD FLR, SALT LAKE CITY, UT 84111; BUSINESS DESCRIPTION: POPEYE'S CHICKEN RESTAURANT; NOT INVESTMENT RELATED; START DATE: 06/02/2017; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE. (6) 4C GPS I, LP; ADDRESS: THE CYNOSURE GROUP, FIRST SECURITY BLDG., 79 SOUTH MAIN ST., 3RD FLR., SALT LAKE CITY, UT 84111; BUSINESS DESCRIPTION: BURGER KING RESTAURANTS; NOT INVESTMENT RELATED; START DATE: 12/07/2016; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE. (7) BLACKBART, LP; ADDRESS: 11777 SAN VICENTE BLVD., STE 600, LOS ANGELES, CA 90049; BUSINESS DESCRIPTION: INVESTMENT VEHICLE; NOT INVESTMENT RELATED; START DATE: 01/04/2016; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-24 |
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