Dipen Gordhan Patel

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-01-30

TX RA
APPROVED

Since 2023-01-30

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

2555 E. Camelback Road Suite 600, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Phoenix	AZ	10/2002	Present

10/2002 → Present

Ubs Financial Services Inc.

Phoenix, AZ

Other Businesses

NAME OF OTHER BUSINESS: Global Chamber of Phoenix / INVESTMENT RELATED?:No/ ADDRESS: 4400 N Scottsdale Road, Arizona, USA/ NATURE OF THE BUSINESS: Global Trade, Promote Business activity in Phoenix and all of AZ / POSITION: Member/ DUTIES: Attend Meetings/ START DATE: 10/17/2022 / HOURS DEVOTED TO BUSINESS: NA Chestnut LLC, Partner, Start date-12/1/2012

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-09-05

S66 Uniform Combined State Law Examination

2002-09-05

Designations

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

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