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Current Employers
Gregory J. Schwartz & Co., Inc.

3707 W. Maple Rd Ste 201, Bloomfield Hills, MI 48301 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-07-27
  • MI RA
    APPROVED
    Since 2017-07-27

Branch Locations

3707 W. Maple, Bloomfield Hills, MI 48301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gregory J. Schwartz & Co. Inc. Bloomfield Hills MI 03/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-17
S63 Uniform Securities Agent State Law Examination 2002-09-10
  • S65 Uniform Investment Adviser Law Examination
    2010-12-17
  • S63 Uniform Securities Agent State Law Examination
    2002-09-10

View on SEC IAPD

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