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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
  • TX RA
    APPROVED_RES
    Since 2023-01-24

Branch Locations

75 Post Office Park Ste 5, Wilbraham, MA 01095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Agawam MA 09/2005 03/2020
Ameriprise Financial Services, Llc Wilbraham MA 03/2020 Present
Other Businesses

Board of Directors; Cruz; Kyong; no tittle just one of 13 people; 310 Appleton StHolyoke MA 01040, , ** not provided **, N/A, 00000; 01/19/2012; 1 to 9 hours per month; / Cruz; Kyong; n/a; 134 Springfield St, , Chicopee, MA, 01013; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Outside Employment; Brannigan & Associates LLC; Other; 75 Post Office Park Suite 5, , Wilbraham, MA, 1095; Not Investment-Related; 03/01/2020; 1 to 9 during trading hours; 10 to 19 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-11
  • S66 Uniform Combined State Law Examination
    2002-10-11
Other Names
  • Kyong Mi Cruz
  • Kyong Mi Cruz

View on SEC IAPD

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