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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-05-28 |
| TX | RA | APPROVED_RES | 2024-05-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Wichita | KS | 12/2012 | 05/2024 |
| Lpl Financial Llc | Cheney | KS | 05/2024 | Present |
1) 05/2024 - Bergkamp Financial / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 2) 05/2024 - Farm /Other - Business Owner / Non Inv. Related / Cheney, KS / Start date 03/01/2023 - 30 Hrs per month - 5 % Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-21 |
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