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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-07 |
| NH | RA | APPROVED | 2022-10-12 |
| PA | RA | APPROVED | 2022-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Elkins Park | PA | 02/2006 | 10/2022 |
| Bank Of America, N.A. | Elkins Park | CA | 09/2009 | 10/2022 |
| Ubs Financial Services Inc | Newtown | PA | 10/2022 | Present |
116 Acer Ave,PAUnited States16803,Rental PropertyReal EstateRental property,Proprietor / ownerMaintain the property,Start date-9/1/2025,Investment Yes 2)Ancillae Assumpta Academy,United States,Education,Private Catholic School,Member of Board of directors,"Board of Trustee's for a private Catholic School. Specifically on the finance Committee, which meets quarterly to evaluate financial affairs, budgets, and plans, and recommend action as appropriate. It evaluates and plans revenue and indebtedness and recommends action as appropriate, evaluates the financial performance of major fundraising programs, evaluates and recommends the compensation of all faculty and staff, and evaluates and recommends to the Board the Annual Audit Report and supporting statements. The Finance Committee does not itself perform any audits.The Board generally meets four times a year and the Finance Committee also meets four times a year. Any additional meetings are at the discretion of the Finance Committee Chair. Usually, our new members start in August, and we ask for a three-year commitment."Yes, as member of the committee, Start date-1/1/2026 Abington Foundation , PA United States, This is a start up charity to help build a new training facility for the police as well as maintain the on going operation. Additionally it is to help train and house the police K9s., Member of Board of directors , Still working this out. Help advice the Abington Police on the completion of the project as well as the maintenance moving forward. Be an advocate for the project as a member of the local community ,Start date 5/11/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-14 |
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