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Keith Thomas Householder

Ubs Financial Services Inc.

Newtown, PA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-07
NH RA APPROVED 2022-10-12
PA RA APPROVED 2022-10-04
  • TX RA
    APPROVED
    Since 2022-11-07
  • NH RA
    APPROVED
    Since 2022-10-12
  • PA RA
    APPROVED
    Since 2022-10-04

Branch Locations

411 South State St., Newtown, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Elkins Park PA 02/2006 10/2022
Bank Of America, N.A. Elkins Park CA 09/2009 10/2022
Ubs Financial Services Inc Newtown PA 10/2022 Present
Previous Registrations
Other Businesses

116 Acer Ave,PAUnited States16803,Rental PropertyReal EstateRental property,Proprietor / ownerMaintain the property,Start date-9/1/2025,Investment Yes 2)Ancillae Assumpta Academy,United States,Education,Private Catholic School,Member of Board of directors,"Board of Trustee's for a private Catholic School. Specifically on the finance Committee, which meets quarterly to evaluate financial affairs, budgets, and plans, and recommend action as appropriate. It evaluates and plans revenue and indebtedness and recommends action as appropriate, evaluates the financial performance of major fundraising programs, evaluates and recommends the compensation of all faculty and staff, and evaluates and recommends to the Board the Annual Audit Report and supporting statements. The Finance Committee does not itself perform any audits.The Board generally meets four times a year and the Finance Committee also meets four times a year. Any additional meetings are at the discretion of the Finance Committee Chair. Usually, our new members start in August, and we ask for a three-year commitment."Yes, as member of the committee, Start date-1/1/2026 Abington Foundation , PA United States, This is a start up charity to help build a new training facility for the police as well as maintain the on going operation. Additionally it is to help train and house the police K9s., Member of Board of directors , Still working this out. Help advice the Abington Police on the completion of the project as well as the maintenance moving forward. Be an advocate for the project as a member of the local community ,Start date 5/11/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-21
S63 Uniform Securities Agent State Law Examination 2000-01-14
  • S65 Uniform Investment Adviser Law Examination
    2000-01-21
  • S63 Uniform Securities Agent State Law Examination
    2000-01-14

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