Rebecca Moncivaez

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-06-02
IN	RA	APPROVED	2011-08-03
TX	RA	APPROVED_RES	2009-02-04
CA	RA	APPROVED	2007-06-05
NC	RA	APPROVED	2005-05-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691	Indianapolis	IN	06/2002	Present
Bank Of America, N.A.	Indianapolis	IN	03/2019	Present

06/2002 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691

Indianapolis, IN
03/2019 → Present

Bank Of America, N.A.

Indianapolis, IN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-05-13

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