Erick Jose Raul Palacios

Employer firm

Plan To Prosper Wealth Management CRD 327660

$234M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 08/2019
  Purshe Kaplan Sterling Investments
  Albany, NY
• 12/2014 → 08/2023
  Xcel Wealth Management, Llc
  Daytona Beach, FL
• 10/2014 → 08/2023
  Palacios Wealth Management, Llc
  Holly Hill, FL
• 08/2023 → Present
  Plan To Prosper Wealth Management
  Ormond Beach, FL

Previous Registrations

• 2015-01-02 → 2023-11-30
  Xcel Wealth Management, Llc
  Holly Hill, FL
• 2002-09-06 → 2003-06-16
  Ameriprise Financial Services, Llc
  Jacksonville, FL

Other Businesses

1) Entity: Independent Insurance Agent Activity: Investment-Related Address: 101 2nd Street, Suite 401, Holly Hill, FL 32114 Description: Providing insurance solutions to clients. Position & title: Insurance Agent Start Date: 12/2014 Time Management: 5hrs/month during business trading hours Duties: Serving the needs of clients who need insurance. 2) Entity: Palacios Real Estate Holdings, LLC Activity: Not Investment-Related Address: 595 W. Granada Blvd., Suite K, Ormond Beach, FL 32174 Description: The entity owns the property indicated at the above address. Position & Title: Managing Member Start Date: 7/2023 Time Management: Less than 1 hour per month dedicated to the management of the property. Duties: Property Manager handling lease agreements and rental contracts.

Exams

• S66 Uniform Combined State Law Examination
  2014-12-09

Other Names

• Erick Jose Paul Palacios
• Erick Jose Raul Palacios Vargas