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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-07-03 |
| KY | RA | APPROVED | 2009-11-13 |
Branch Locations
3013 Frederica Street, Owensboro, KY 42301 • United States
2629 Scottsville Road, Bowling Green, KY 42104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Bowling Green | KY | 11/2009 | Present |
| Pnc Bank | Bowling Green | KY | 11/2009 | Present |
2005 / Managing member / H&M Properties of Bowling Green, LLC / Non-investment related / 0 hours during trading //
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-29 |
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