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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-11-23 |
| VA | RA | APPROVED | 2003-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mclean | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mclean | VA | 11/2016 | Present |
1) TTEE FOR BROTHER IN LAW, INVESTMENT RELATED, MCLEAN, VA, START DATE: 4/2009.- 2)RENTAL PROPERTY; INVESTMENT RELATED; SPRINGFIELD, VA; 33% OWNERSHIP; START DATE = 01/01/1994; MINIMAL TIME DEVOTED; NONE DURING TRADING HOURS. 3) J REILLY ASSOCIATES; NOT INV. RELATED; SPRINGFIELD, VA; GENERAL MANAGEMENT; SUPPLY BUSINESS; START DATE 2/14/2019; 10 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-08 |
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