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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-10-02 |
Branch Locations
1001 Fourier Drive Suite 100, Madison, WI 53717 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thomas Bradley Insurance | Madison | WI | 01/2010 | Present |
| Pruco Securities, Llc | Verona | WI | 12/2010 | 12/2016 |
| Massmutual Life Insurance Company | Madison | WI | 09/2018 | 11/2019 |
| Mml Investors Services, Llc | Madison | WI | 09/2018 | 11/2019 |
| Kma Financial, Llc | Madison | WI | 02/2017 | 04/2018 |
| Pruco Securities, Llc. | Madison | WI | 06/2020 | 11/2024 |
| Lpl Enterprise Llc | Wauwatosa | WI | 10/2025 | Present |
1. 10/02/2025 - Thomas Bradley Insurance - Property and Casualty - INV REL - Madison, WI - Start Date 01/04/2010 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 10/02/2025 - Thomas Bradley Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Madison, WI - Start Date 01/04/2010 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 10/02/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Okauchee, WI - Start Date 04/30/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 4. 10/02/2025 - THOMAS DUNN N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Okauchee, WI - Start Date 04/30/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-11-20 |
| S65 | Uniform Investment Adviser Law Examination | 2002-08-23 |
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