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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • MA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

208 Bonnet Street, Manchester Center, VT 05255 • United States

324 Grove Street, Worcester, MA 01605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Worcester MA 05/2015 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Archstone Financial Partners, Llc Worcester MA 02/2025 Present
  • 05/2015 → 06/2021
    Voya Financial Advisors
    Worcester, MA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 02/2025 → Present
    Archstone Financial Partners, Llc
    Worcester, MA
Previous Registrations
Other Businesses

1. NAME OF ENTITY:Archstone Financial; Yes; 332 GROVE ST; WORCESTER; MA; 1605; Financial Services/DBA; Financial Adviser; 5/1/2015; 160; 160; Sale of fixed insurance, securities, and investment products. 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 324 GROVE ST; WORCESTER; MA; 01605; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/1/2015; 5; 5; SALES OF FIXED INSURANCE PRODUCTS 3. NAME OF OTHER BUSINESS: ARCHSTONE FINANCIAL PARTNERS, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-01
  • S66 Uniform Combined State Law Examination
    2002-10-01
Designations

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