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Current Employers
Southern California Wealth Management Associates

655 Deep Valley Dr. Suite 125B, Rolling Hills Estates, CA 90274 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-08
  • CA RA
    APPROVED
    Since 2025-07-08

Branch Locations

655 Deep Valley Dr. Suite 125B, Rolling Hills Estates, CA 90274 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial West Group Thousand Oaks CA 09/2015 08/2017
Western International Securities, Inc. Pasadena CA 08/2017 05/2025
Emerson Equity Llc San Mateo CA 05/2025 Present
Southern California Wealth Management Associates Rolling Hills Estates CA 06/2025 Present
  • 09/2015 → 08/2017
    Financial West Group
    Thousand Oaks, CA
  • 08/2017 → 05/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 05/2025 → Present
    Emerson Equity Llc
    San Mateo, CA
  • 06/2025 → Present
    Rolling Hills Estates, CA
Previous Registrations
  • 2017-08-21 → 2025-05-30
    Western International Securities, Inc.
    Clovis, CA
    Westlake Village, CA
    Rolling Hills Estates, CA
    Pasadena, CA
  • 2015-09-23 → 2017-08-21
    Financial West Group
    Pasadena, CA
    Westlake Village, CA
  • 2011-12-02 → 2015-09-26
    First Brokerage America, L.L.C.
    Rowland Heights, CA
    Los Angeles, CA
    Roseville, CA
    Alhambra, CA
  • 2005-06-08 → 2006-11-20
    Citicorp Investment Services
    Pasadena, CA
    Pasadena, CA
  • 2003-07-30 → 2005-05-19
    Wamu Investments, Inc.
    Temple City, CA
  • 2002-10-11 → 2003-08-04
    Los Angeles, CA
Other Businesses

1) HELEN LIN SOLE PROPRIETOR-INVESTMENT RELATED, 655 DEEP VALLEY DR., STE., 125B ROLLING HILLS, CA 90274, FIXED LIFE INSURANCE & FIXED ANNUITY SALES, SOLE PROPRIETOR, INSURANCE PRODUCT SALES, 1 HR MONTHLY, 0 HRS MONTHLY DURING SECURITIES TRADING HOURS, 2015 2) Emerson Equity LLC; HELEN HSI-SHAN LIN IS A REGISTERED REPRESENTATIVE Location: 655 Deep Valley Dr. Ste 125 B Rolling Hills Estates CA 90274 Position Title: Investment Adviser; Start date with business: 2025-06-02; 3) SOUTHERN CALIFORNIA WEALTH MANAGEMENT ASSOCIATES-INVESTMENT RELATED, 655 DEEP VALLEY DR.,STE. 125B ROLLING HILLS ESTATES, CA 90274, REGISTERED INVESTMENT ADVISOR FIRM, INVESTMENT ADVISOR REPRESENTATIVE, INVESTMENT MANAGEMENT, 10 HRS MONTHLY, 10 HOURS MONTHLY DURING SECURITIES TRADING HOURS, 06/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-12
  • S66 Uniform Combined State Law Examination
    2002-09-12
Other Names
  • Hsi-Shan Lin
  • Helen H. Lin
  • Helen Lin

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