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655 Deep Valley Dr. Suite 125B, Rolling Hills Estates, CA 90274 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-08 |
Branch Locations
655 Deep Valley Dr. Suite 125B, Rolling Hills Estates, CA 90274 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial West Group | Thousand Oaks | CA | 09/2015 | 08/2017 |
| Western International Securities, Inc. | Pasadena | CA | 08/2017 | 05/2025 |
| Emerson Equity Llc | San Mateo | CA | 05/2025 | Present |
| Southern California Wealth Management Associates | Rolling Hills Estates | CA | 06/2025 | Present |
1) HELEN LIN SOLE PROPRIETOR-INVESTMENT RELATED, 655 DEEP VALLEY DR., STE., 125B ROLLING HILLS, CA 90274, FIXED LIFE INSURANCE & FIXED ANNUITY SALES, SOLE PROPRIETOR, INSURANCE PRODUCT SALES, 1 HR MONTHLY, 0 HRS MONTHLY DURING SECURITIES TRADING HOURS, 2015 2) Emerson Equity LLC; HELEN HSI-SHAN LIN IS A REGISTERED REPRESENTATIVE Location: 655 Deep Valley Dr. Ste 125 B Rolling Hills Estates CA 90274 Position Title: Investment Adviser; Start date with business: 2025-06-02; 3) SOUTHERN CALIFORNIA WEALTH MANAGEMENT ASSOCIATES-INVESTMENT RELATED, 655 DEEP VALLEY DR.,STE. 125B ROLLING HILLS ESTATES, CA 90274, REGISTERED INVESTMENT ADVISOR FIRM, INVESTMENT ADVISOR REPRESENTATIVE, INVESTMENT MANAGEMENT, 10 HRS MONTHLY, 10 HOURS MONTHLY DURING SECURITIES TRADING HOURS, 06/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-12 |
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