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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-08 |
| CA | RA | APPROVED | 2017-11-29 |
Branch Locations
9116 Sunland Blvd Ste 102, Sun Valley, CA 91352 • United States
Irvine, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Sun Valley | CA | 06/2002 | 11/2017 |
| Lpl Financial Llc | Sun Valley | CA | 11/2017 | Present |
1. 11/29/2017 - Sutherland Campbell Tax & Financial Services Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - President - start date 1/1/2016 - 35 hours per month/3 hours during securities trading. 2. 01/23/2018 - Sutherland Campbell Tax & Financial Services, Inc. - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date 1/1/2016 - 35 Hours Per Month/3 Hours During Securities Trading - Tax Preparation. 3. 9/17/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 09/10/2019 - 3 Hours Per Month/0 Hours During Securities Trading. 4. 05/29/2024 - Sutherland Family Trust - Not investment related - At reported business location(s) - Act in a Fiduciary Capacity - Trustee and POA - Started: 4/5/2024 - 10 Hrs/Mo; 1 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-22 |
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