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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-05 |
| CA | RA | APPROVED | 2017-11-29 |
Branch Locations
9116 Sunland Blvd Ste 102, Sun Valley, CA 91352 • United States
Irvine, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Burbank | CA | 04/2000 | 11/2017 |
| Lpl Financial Llc | Sun Valley | CA | 11/2017 | Present |
1. 11/29/2017 - SUTHERLAND CAMPBELL TAX & FINANCIAL SERVICES, INC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Owner and OSJ manager. 2. 11/29/2017 - SUTHERLAND CAMPBELL TAX & FINANCIAL SERVICES, INC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - ACCOUNTING. 3. 10/8/2018 - Jill Campbell Consulting, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 03/01/2018 - 20 Hours Per Month/10 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-21 |
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