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Inactive

Deborah Cole Griffith

Everett Harris & Co

Mission Viejo, CA

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Current Employers
Everett Harris & Co

801 South Figueroa Street Suite 2050, Los Angeles, CA 90017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-02
OR RA APPROVED 2024-12-02
TX RA APPROVED 2017-06-09
  • CA RA
    APPROVED
    Since 2024-12-02
  • OR RA
    APPROVED
    Since 2024-12-02
  • TX RA
    APPROVED
    Since 2017-06-09

Branch Locations

27285 Las Ramblas, Suite 110, Mission Viejo, CA 92691 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Everett Harris & Co Los Angeles CA 01/1998 Present
Designations

View on SEC IAPD

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EDWARD JONES · MISSION VIEJO, CA
J.P. MORGAN SECURITIES LLC · MISSION VIEJO, CA
WELLS FARGO CLEARING SERVICES, LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
CETERA INVESTMENT ADVISERS LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MISSION VIEJO, CA
J.P. MORGAN SECURITIES LLC · MISSION VIEJO, CA

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