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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-03-31
TX RA APPROVED_RES 2022-03-29
  • WA RA
    APPROVED
    Since 2022-03-31
  • TX RA
    APPROVED_RES
    Since 2022-03-29

Branch Locations

12770 Gateway Drive, Tukwila, WA 98168 • United States

508 Sw 152Nd St, Burien, WA 98166 • United States

Burien, WA • United States

4755 Fauntleroy Way Sw Ste 180, Seattle, WA 98116 • United States

9620 28Th Ave Sw, Seattle, WA 98126 • United States

1515 Sw 107Th St Ste 100, Seattle, WA 98146 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Seattle WA 11/2015 03/2022
Lpl Financial Llc Tukwila WA 03/2022 Present
Boeing Employee Credit Union Tukwila WA 03/2022 Present
  • 11/2015 → 03/2022
    Key Investment Services
    Seattle, WA
  • 03/2022 → Present
    Tukwila, WA
  • 03/2022 → Present
    Boeing Employee Credit Union
    Tukwila, WA
Previous Registrations
  • 2015-11-05 → 2022-03-31
    Tacoma, WA
    Seattle, WA
    Seattle, WA
    Brooklyn, OH
  • 2015-09-08 → 2015-10-30
    Steward Partners Investment Solutions, Llc
    Mercer Island, WA
    Portland, OR
  • 2011-10-18 → 2015-09-09
    Issaquah, WA
    Redmond, WA
    North Bend, WA
    Federal Way, WA
    Burien, WA
    Bellevue, WA
    Belluvue, WA
    Mercer Island, WA
    Seattle, WA
    Mercer Island, WA
    Bellevue, WA
    Seattle, WA
    Seattle, WA
    Redmond, WA
    Lynden, WA
    Lynnwood, WA
    Shoreline, WA
    Kirkland, WA
    Blaine, WA
    Everett, WA
    Point Roberts, WA
    Seattle, WA
    Stanwood, WA
    Seattle, WA
    Lynnwood, WA
    Seattle, WA
    Bellevue, WA
    Auburn, WA
    Issaquah, WA
    Bainbridge Island, WA
    Bellevue, WA
    Seattle, WA
    Federal Way, WA
    Seattle, WA
    Seattle, WA
  • 2010-07-19 → 2011-10-20
    Mercer Island, WA
    Redmond, WA
  • 2009-05-02 → 2009-11-04
    Chase Investment Services Corp.
    Seattle, WA
    Seattle, WA
    Seattle, WA
  • 2004-08-23 → 2009-05-02
    Wamu Investments, Inc.
    Kent, WA
    Kent, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
  • 2002-10-08 → 2004-08-06
    Morgan Stanley Dw Inc.
    Seattle, WA
Other Businesses

1- 03/2022 / Investment products and services are offered through LPL Financial LLC using the DBA/trade name BECU Investment Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-13
  • S66 Uniform Combined State Law Examination
    2002-09-13
Other Names
  • Ronald John Gubelman
  • Ron Gubelman

View on SEC IAPD

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