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Reid E. Fields

Morgan Stanley

Montgomery, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2020-10-30
TX RA APPROVED_RES 2020-10-30
  • AL RA
    APPROVED
    Since 2020-10-30
  • TX RA
    APPROVED_RES
    Since 2020-10-30

Branch Locations

7515 Halcyon Summit Drive, Montgomery, AL 36117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. Montgomery AL 11/2013 10/2020
Compass Bank Birmingham AL 11/2013 10/2020
Bbva Compass Insurance Agency, Inc. Austin TX 11/2013 10/2020
Bbva Wealth Solutions Inc. Montgomery AL 03/2017 10/2020
Morgan Stanley Smith Barney Llc Montgomery AL 10/2020 Present
Morgan Stanley Private Bank, N.A New York NY 12/2020 Present
  • 11/2013 → 10/2020
    Bbva Securities Inc.
    Montgomery, AL
  • 11/2013 → 10/2020
    Compass Bank
    Birmingham, AL
  • 11/2013 → 10/2020
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 03/2017 → 10/2020
    Bbva Wealth Solutions Inc.
    Montgomery, AL
  • 10/2020 → Present
    Morgan Stanley Smith Barney Llc
    Montgomery, AL
  • 12/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2017-03-31 → 2020-10-30
    Pnc Managed Account Solutions, Inc.
    Montgomery, AL
    Montgomery, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-30
S63 Uniform Securities Agent State Law Examination 2003-05-08
  • S66 Uniform Combined State Law Examination
    2017-03-30
  • S63 Uniform Securities Agent State Law Examination
    2003-05-08
Other Names
  • Reid E. Fields
  • Reid E Fields

View on SEC IAPD

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Other Investors

RICHARD K.E. AKINYEMI
RICHARD DALE STEWART
MATTHEW BLAKE MURPHY
Dustin Grant Hatfield
Emily Lauren Farrior
REBECCA HARDWICH BAKER
ADAM MILLER ROGERS
JEFFREY WRIGHT

Other Offices

RWC WEALTH MANAGEMENT, INC. · MONTGOMERY, AL
LPL ENTERPRISE, LLC · MONTGOMERY, AL
MARBLE WEALTH, LLC · MONTGOMERY, AL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Montgomery, AL
EAGLE STRATEGIES LLC · MONTGOMERY, AL
SYNOVUS SECURITIES, INC. · MONTGOMERY, AL
SUMMIT FINANCIAL, LLC · MONTGOMERY, AL
EAGLE STRATEGIES LLC · MONTGOMERY, AL

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