Brandon Carl Phillips

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 09/2018
  Riverpoint Capital Management, Llc
  Indianapolis, IN
• 02/2018 → Present
  Mariner Wealth Advisors
  Indianopolis, IN

Previous Registrations

• 2014-08-28 → 2018-11-26
  Mariner Wealth Advisors
  Cincinnati, OH
  Indianapolis, IN
• 2008-03-05 → 2014-07-10
  Watermark Wealth Management, Llc
  Indianapolis, IN
• 2004-06-02 → 2008-01-30
  Raymond James & Associates, Inc.
  Greenwood, IN
  Greenwood, IN
• 2003-05-19 → 2004-05-05
  Strong Capital Management Inc
  Indianapolis, IN

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-13
• S63 Uniform Securities Agent State Law Examination
  2002-08-14