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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-02-10 |
| TX | RA | APPROVED_RES | 2019-05-16 |
| WI | RA | APPROVED | 2002-11-12 |
Branch Locations
7617 Mineral Point Road Suite 200, Madison, WI 53717 • United States
1313 W Seminary St Ste 100, Richland Center, WI 53581 • United States
839 N Perryville Rd Ste 103, Rockford, IL 61107 • United States
2811 8Th St S Ste 70, Wisconsin Rapids, WI 54494 • United States
Fitchburg, WI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Madison | WI | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Madison | WI | 03/2020 | Present |
Business Ownership; CWAG LLC; Oversight of the leadership team, direction and vision for the operations of the practice; Administrative; 7617 Mineral Point Rd, Suite 200, Madison, WI, 53717; Not Investment-Related; 06/19/2019; 40 to 59 hours per month; 40 to 59 during trading hours / Center Creek LLC; Co-owner; Real Estate; 1313 W Seminary St, Ste 100, , Richland Center, WI, 53581; Not Investment-Related; 02/10/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Down Syndrome Association of Wisconsin South Central; Board Member; 1009 W Main St, , Sun Prairie, WI, 53590; Not Investment-Related; 09/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; CWAG LLC; Chief Executive Officer and co-owner - Oversight of leadership team, vision and direction of the company ; Manage advisory business; 7617 Mineral Point Rd, Suite 200, Madison, WI, 53717; Not Investment-Related; 06/19/2019; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-24 |
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