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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-06-11 |
Branch Locations
1755 East Skyline Drive Suite 101, Tucson, AZ 85718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Tucson | AZ | 01/2011 | 06/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 06/2019 |
| Raymond James & Associates, Inc. | Tucson | AZ | 06/2019 | Present |
(1) Name of Business: Santa Rosa de Fatima Ranch Address: Arizpe, Sonora, Other, 84640, United States Activity Type: Agriculture/Farming Position/Title: Other Investment Related: No Start Date: 11/19/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Son of Owner, help run the ranch via phone.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-02-25 |
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