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James Wilkerson Underwood

Captrust

Homewood, AL

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2020-03-02
  • AL RA
    APPROVED
    Since 2020-03-02

Branch Locations

2614 19Th Street South, Homewood, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Welch Hornsby & Welch, Inc Montgomery AL 07/2006 02/2020
Capfinancial Partners, Llc. (Captrust) Raleigh NC 02/2020 Present
  • 07/2006 → 02/2020
    Welch Hornsby & Welch, Inc
    Montgomery, AL
  • 02/2020 → Present
    Capfinancial Partners, Llc. (Captrust)
    Raleigh, NC
Previous Registrations
  • 2006-07-27 → 2020-05-22
    Welch Hornsby, Inc.
    Montgomery, AL
    Birmingham, AL
  • 1998-05-18 → 2006-06-27
    Highland Associates Inc
    Birmingham, AL
Designations
Other Names
  • Jim Underwood
  • James Wilkerson Underwood

View on SEC IAPD

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Other Offices

ARKADIOS WEALTH ADVISORS · Homewood, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Homewood, AL
ARAGON FAMILY OFFICE LLC · HOMEWOOD, AL
MONEY MANAGEMENT SERVICES INC · BIRMINGHAM, AL
NAVIGATE PRIVATE FUND ADVISORS LLC · BIRMINGHAM, AL
PNC WEALTH MANAGEMENT LLC · HOMEWOOD, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Homewood, AL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Birmingham, AL

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