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Jennifer L Mccarthy

Nisa Investment Advisors, LLC

St. Louis, MO

CRD 4554597

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Employer firm

Nisa Investment Advisors, LLC CRD 107313

$344B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • MODEL DELIVERY

From the firm’s Form ADV. Read the guides:

Current Employers
Nisa Investment Advisors, Llc

7676 Forsyth Blvd Suite 1100, St. Louis, MO 63105-4141 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2002-01-01
  • MO RA
    APPROVED
    Since 2002-01-01

Branch Locations

7676 Forsyth Blvd Suite 1100, St. Louis, MO 63105-4141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nisa Investment Advisors, L.L.C. Saint Louis MO 07/1994 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-28
  • S65 Uniform Investment Adviser Law Examination
    2000-02-28
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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Nearby Offices

UNIVERSAL FINANCIAL ADVISORS, LLC · ST. LOUIS, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · KIRKWOOD, MO

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