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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-02-17 |
| WI | RA | APPROVED | 2003-09-29 |
Branch Locations
7617 Mineral Point Road Suite 200, Madison, WI 53717 • United States
Oregon, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Madison | WI | 06/2002 | 03/2020 |
| Ameriprise Financial Service, Llc | Madison | WI | 07/2002 | Present |
Business Ownership; CWAG LLC; Oversight of the CWAG investment models and trading system used by the financial advisors.; Administrative; 7617 Mineral Point Road, Suite 200burg, WI 53719, , Madison, WI, 53717; Not Investment-Related; 06/19/2019; 20 to 39 hours per month; 40 to 59 during trading hours / Center Creek LLC; General oversite of real estate holding company; Administrative; 1313 W Seminary Street, Ste 100, , Richland Center, WI, 53581; Not Investment-Related; 02/10/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Speidel Family LLC; Owner; Manage Ameriprise Business; 642 Foxfield Road, , Oregon, WI, 53575; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; CWAG LLC; Chief Investment Officer - Oversight of the CWAG investment models and trading system used by the financial advisors.; Financial advice; 7617 Mineral Point Road, Suite 200, , Madison, WI, 53717; Not Investment-Related; 06/19/2019; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-26 |
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