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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| GA | RA | APPROVED | 2023-09-05 |
Branch Locations
3 Edison Drive, Alpharetta, GA 30005 • United States
Suwanee, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 05/2003 | 07/2018 |
| Ifejika Okonkwo And Assoc./Legacy Global Ltd. | Alpharetta | GA | 06/2003 | 12/2018 |
| E*Trade Securities Llc | Alpharetta | GA | 07/2018 | 02/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 02/2020 | Present |
| E*Trade Capital Management Llc | Alpharetta | GA | 06/2020 | Present |
| Morgan Stanley | Alpharetta | GA | 01/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
(A) *OBI - *430968- Ifejika Okonkwo & Associates; Investment related -Yes; Suwanee, Georgia; Education, Other; Consultant (proprietor, partner, officer, director, employee, trustee, agent); 06/2003; During business hours: 0; After business hours: 5; Consulting (B) 1. Legacy Global (Nigeria) Limited 2. Investment Related: No 3. (Personal Address) 4. Business consulting srvices in Nigeria 5. Consultant 6. 06/01/2003 7. Hours devoted to business: 10 8. Hours devoted during Securities business: 0 9. Business consulting services in Nigeria.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-21 |
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