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Kevin Michael O'COnnell

Cetera Investment Advisers LLC

Indianapolis, IN

Fishers, IN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-02-08
  • IN RA
    APPROVED
    Since 2022-02-08

Branch Locations

211 North Pennsylvania St 1St Floor, Indianapolis, IN 46204 • United States

Fishers, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Indianapolis IN 07/2011 11/2020
Regions Bank Indianapolis IN 11/2020 Present
Cetera Investment Services Llc Saint Cloud MN 09/2021 Present
Cetera Investment Advisers Llc Indianapolis IN 02/2022 Present
  • 07/2011 → 11/2020
    Fifth Third Bank
    Indianapolis, IN
  • 11/2020 → Present
    Regions Bank
    Indianapolis, IN
  • 09/2021 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 02/2022 → Present
    Cetera Investment Advisers Llc
    Indianapolis, IN
Previous Registrations
  • 2005-07-06 → 2011-07-27
    Chase Investment Services Corp.
    Indianapolis, IN
    Carmel, IN
    Westfield, IN
    Carmel, IN
    Noblesville, IN
  • 2003-03-17 → 2005-07-06
    Banc One Securities Corporation
    Carmel, IN
  • 2002-08-08 → 2003-01-31
    Ameriprise Financial Services, Llc
    Indianapolis, IN
Other Businesses

1. REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-07
  • S66 Uniform Combined State Law Examination
    2022-02-07

View on SEC IAPD

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Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

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