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Tim Juei-Ting Kao

Strategic Advisers LLC

San Jose, CA

Dublin, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

4160 N First St, San Jose, CA 95134-1513 • United States

Dublin, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc San Francisco CA 08/2015 06/2018
The Prudential Insurance Company Of America San Francisco CA 08/2015 06/2018
Fidelity Brokerage Services Llc Campbell CA 10/2018 Present
Unemployed Dublin CA 07/2018 09/2018
Fidelity Investments Boston MA 03/2025 Present
  • 08/2015 → 06/2018
    Pruco Securities, Llc
    San Francisco, CA
  • 08/2015 → 06/2018
    The Prudential Insurance Company Of America
    San Francisco, CA
  • 10/2018 → Present
    Fidelity Brokerage Services Llc
    Campbell, CA
  • 07/2018 → 09/2018
    Unemployed
    Dublin, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-11-21 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Campbell, CA
  • 2015-10-02 → 2018-07-09
    Pruco Securities, Llc.
    San Jose, CA
    Walnut Creek, CA
  • 2012-12-21 → 2015-08-26
    Park Avenue Securities Llc
    San Diego, CA
    Campbell, CA
  • 2006-12-14 → 2012-10-05
    Msi Financial Services, Inc.
    Bellevue, WA
    Murrieta, CA
    Irvine, CA
    San Diego, CA
  • 2002-10-23 → 2006-12-19
    Securian Financial Services, Inc.
    San Diego, CA
    San Diego, CA
Other Businesses

OBA-11714|OrgNmn:Copilot Medical Services Organization|Org Addr:Dublin,California,US|OBA Nature:Day/Medical Spa Services mostl|Invst Rel:N|Title:Partner|Duties:General Business Consulting as needed, Review Finanicial Statements|StrtDt:12-31-18|TotHrs/mon:4|TrdHrs/mon:2|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-22
  • S66 Uniform Combined State Law Examination
    2002-10-22
Other Names
  • Juei-Ting Tim Kao
  • Tim J Kao
  • Tim Juei-Ting Kao
  • Tim Kao

View on SEC IAPD

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Ryan Leiby
Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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