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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-05-31 |
Branch Locations
790 S Watters Rd Ste 100, Allen, TX 75013 • United States
Allen, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Allen | TX | 05/2011 | Present |
(1) 04/18/2011: RICKER RETIREMENT SPECIALISTS - NON-VARIABLE INSURANCE DBA - AT REPORTED BUSINESS LOCATION(S) - 100% OF TIME SPENT - INSURANCE SALES: ANNUITY, LIFE & LONG-TERM CARE (2) 03/21/2012: NO BUSINESS NAME - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - NOTARY - NO TIME SPENT - PROVIDE NOTARY SERVICES (3) 12/19/2019 - TRC Scarborough Properties - Investment Related - Home Based & Broken Bow, OK - Real Estate Rental - Started 12/01/2019 - 1 Hour Per Month/0 Hours During Securities Trading - Vacation Rental Cabin. (4) 1/10/2020 - North Texas Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/02/2020 - 40 Hours Per Month During Securities Trading. (5) 6/18/2020 - 790 Watters LLC - Investment Related - 790 Watters, Allen, TX 75013 - Other-Rent - Started 04/08/2020 - 0 Hours Per Month - Raw land purchased to build 2 unit office building.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-08 |
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