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Current Employers
Sound Income Strategies, Llc

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-04-10
  • CT RA
    APPROVED
    Since 2015-04-10

Branch Locations

1921 Boston Post Rd Suite 8, Old Saybrook, CT 06498 • United States

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

12 Roosevelt Avenue Suite 23, Mystic, CT 06355 • United States

1517 Boston Post Road Suite 400 (Unmanned Office Location), Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sound Income Strategies, Llc Old Saybrook CT 04/2015 Present
Scranton Financial Group Westbrook CT 10/2006 Present
Other Businesses

1. Scranton Financial Group- Non-Investment related. Independent Insurance Agent conducting sales/service of fixed annuities and fixed insurance products. Tax preparation. 1921 Boston Post Rd Suite 8 Westbrook, CT 06498. Appx 40 hours per month. 2. Scranton Academy for Financial Education- volunteer for non-profit which provides financial education. This encompasses 0 business hours 3. Ripcord Hawk LLC - Non - Investment related. Utilized for Income tax purposes 4. Jason Carrier S Corp - Non - Investment related. Utilized for Income Tax purposes. Theis encompasses 0 business hours. 5. The Retirement Income Source DBA - Investment Related. Marketing to perspective clients for Fixed Insurance and Investment Advisory services. Approx 40 hours per month. 1921 Boston Post Rd Suite 8. Westbrook CT. 06498. This encompasses approximately 40 business hours per month. 6. Carrier Family Trust - Trustee - Non- Investment related. Trustee for mother's trust. This encompasses 0 business hours. 7. Scranton Financial Group, LLC DBA Retirement Income Source SFG - Investment Related. Marketing to perspective clients for Fixed Insurance and Investment Advisory services. 1921 Boston Post Rd Suite 8. Westbrook CT. 06498. This encompasses approximately 0 business hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-06
S63 Uniform Securities Agent State Law Examination 2002-09-04
  • S66 Uniform Combined State Law Examination
    2015-04-06
  • S63 Uniform Securities Agent State Law Examination
    2002-09-04
Other Names
  • Jay Carrier
  • Jason Carrier

View on SEC IAPD

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