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500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2015-04-10 |
Branch Locations
1921 Boston Post Rd Suite 8, Old Saybrook, CT 06498 • United States
500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
12 Roosevelt Avenue Suite 23, Mystic, CT 06355 • United States
1517 Boston Post Road Suite 400 (Unmanned Office Location), Guilford, CT 06437 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sound Income Strategies, Llc | Old Saybrook | CT | 04/2015 | Present |
| Scranton Financial Group | Westbrook | CT | 10/2006 | Present |
1. Scranton Financial Group- Non-Investment related. Independent Insurance Agent conducting sales/service of fixed annuities and fixed insurance products. Tax preparation. 1921 Boston Post Rd Suite 8 Westbrook, CT 06498. Appx 40 hours per month. 2. Scranton Academy for Financial Education- volunteer for non-profit which provides financial education. This encompasses 0 business hours 3. Ripcord Hawk LLC - Non - Investment related. Utilized for Income tax purposes 4. Jason Carrier S Corp - Non - Investment related. Utilized for Income Tax purposes. Theis encompasses 0 business hours. 5. The Retirement Income Source DBA - Investment Related. Marketing to perspective clients for Fixed Insurance and Investment Advisory services. Approx 40 hours per month. 1921 Boston Post Rd Suite 8. Westbrook CT. 06498. This encompasses approximately 40 business hours per month. 6. Carrier Family Trust - Trustee - Non- Investment related. Trustee for mother's trust. This encompasses 0 business hours. 7. Scranton Financial Group, LLC DBA Retirement Income Source SFG - Investment Related. Marketing to perspective clients for Fixed Insurance and Investment Advisory services. 1921 Boston Post Rd Suite 8. Westbrook CT. 06498. This encompasses approximately 0 business hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-04 |
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