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Matthew David Niederbaumer

Northrock Partners, LLC

Minneapolis, MN

Watertown, SD

Huron, SD

CRD 4553475

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Employer firm

Northrock Partners, LLC CRD 167908

$12.2B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2026-04-14
  • SD RA
    APPROVED
    Since 2026-04-14

Branch Locations

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

807 S Maple Street, Watertown, SD 57201 • United States

1712 Dakota Avenue, So, Huron, SD 57350 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond Yes
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 08/2002 05/2020
Thrivent Investment Management Inc. Huron SD 07/2002 05/2020
Thrivent Advisor Network, Llc Huron SD 05/2020 08/2021
Vantage Financial Partners, Llc Huron SD 08/2021 04/2026
Northrock Partners, Llc Huron SD 04/2026 Present
Previous Registrations
Other Businesses

Psalm 100; Huron, South Dakota; Non Investment-related; Since 2014; Member owner; Owns real estate office building; Devote 1 Hour/month; 0 Hours/month during trading hours. James Valley Christian School; 1550 Dakota Ave N, Huron SD 57350; Non Investment-related; Since 2025; Coach; Private Christian High School; Coaches boys & girls golf & boys' basketball; Devotes 60 hours/month during seasons; 5-6 hours/month during trading hours If You Build It LLC; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment related; Since 2021; Member Owner; Invests in real estate office building; Manges investment; 1 hour/month of time devoted to other business; 0 hours during trading hours; passive investment. VFP Tax; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment related; Since 2023; Member Owner; Tax preparation business; Provides tax preparation, filing, & bookkeeping services; 1 hour/month devoted to other business; 0 hours during trading hours. AM Investor Group; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment related; Since 2025; Investor Owner; AI firm developing agentic based services; Investor; 4 hours/month devoted to other business; 0 hours during trading hours. VF Veridian; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment related; Since 2025; Investor Owner; Construction company investment firm; 0 hours/month devoted to other business; 0 hours during trading hours. VFP Enterprise; 13230 Watertown Plank Rd Elm Grove, WI 53122; Investment related; Since 2022; Member; Management Company for VFP; Manages business; 40+ hours/month devoted to other business; 0 hours during trading hours. VF Ventures LLC; 1712 Dakota Ave S, Huron SD 57350; Investment related; Since 2023; Member; Private placement of real estate projects business; manages business; 5 hours/month devoted to other business; 1 hour/month during trading hours. VG Ventures LLC; 13230 Watertown Plank Rd, Elm Grove WI 53122; Investment related; Since 2022; Member Owner; Commercial Real Estate; 1 hour/month devoted to other business; 0 hour/month during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-26
  • S66 Uniform Combined State Law Examination
    2002-07-26
Designations
  • Certified Financial Planner
Other Names
  • Matt David Niederbaumer

View on SEC IAPD

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