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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Minneapolis | MN | 03/2008 | 10/2016 |
| U.S. Bancorp Investments, Inc. | Minneapolis | MN | 11/2016 | 02/2026 |
| U.S. Bank | Minneapolis | MN | 10/2016 | Present |
| U.S. Bancorp Advisors, Llc | Minneapolis | MN | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-04 |
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