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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-11-25 |
Branch Locations
2010 Crow Canyon Pl Ste 100, San Ramon, CA 94583 • United States
Danville, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 11/2014 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2014 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-160 hr/mo-100/TRADING. 11/25/14.FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON ADVISOR'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED 2) ARNOLD-KAHANA AND HOFFMAN, LLC, 388 JAMES ST, LIVERMORE, CA, EUROPEAN WAX CENTER FRANCHISE/TREASURER, 11/22/19, NIR, 0/MO- 0/TRADING 3) HOUSE VON HOFFMAN, LLC, PO BOX 1535, DANVILLE, CA, OWN EUROPEAN WAX CENTER FRANCHISE, CO-OWNER, 06/01/10, NIR, 8/MO- 0/TRADING 4) HVH FAMILY, 2642 Shoshone Dr, Arnold CA 95223, 11/2024, Owner, Real Estate, NIR, 0 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-30 |
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