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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-11-13
FL RA APPROVED 2003-06-26
  • TX RA
    APPROVED
    Since 2007-11-13
  • FL RA
    APPROVED
    Since 2003-06-26

Branch Locations

300 S Orange Ave Division - Southeast, Orlando, FL 32801 • United States

Winter Park, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 07/1999 Present
Other Businesses

I*104747 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: YOUNIQUE LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: LEHI, UTAH 84043 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 4/16/2017 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I SIGNED UP AS A CONSULTANT FOR YOUNIQUE, LLC WHICH IS A DIRECT SALES COMPANY THAT SELLS MAKEUP AND OTHER BEAUTY PRODUCTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-17
  • S66 Uniform Combined State Law Examination
    2003-06-17
Other Names
  • Lynda R Siegel
  • Lynda R Siegel

View on SEC IAPD

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