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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-06-09 |
| VA | RA | APPROVED | 2025-02-10 |
| IN | RA | APPROVED | 2024-07-24 |
| NC | RA | APPROVED | 2023-08-23 |
| NY | RA | APPROVED | 2022-09-20 |
| WV | RA | APPROVED | 2022-06-27 |
| IL | RA | APPROVED | 2021-10-18 |
| AR | RA | APPROVED | 2018-07-24 |
| OH | RA | APPROVED | 2015-07-27 |
| KY | RA | APPROVED | 2008-01-28 |
Branch Locations
1792 Alysheba Way Suite 201, Lexington, KY 40509 • United States
One Financial Way, Cincinnati, OH 45242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The O.N. Equity Sales Company | Cincinnati | OH | 07/2005 | Present |
| Ohio National Financial Services | Cincinnati | OH | 07/2004 | Present |
1) ALEX ROIG; NOT INVESTMENT RELATED; 1792 ALYSHEBA WAY STE 201 LEXINGTON KY 40509; SELLING INSURANCE; AGENT; 03/01/2004-CURRENT; 4 HOURS/MONTH; 2 DURING SECURITIES TRADING HOURS/MONTH; SELLING HEALTH LTC AND FIXED ANNUITIES. 2) FAMILY FINANCIAL PARTNERS; NOT INVESTMENT RELATED; 1792 ALYSHEBA WAY STE 201 LEXINGTON KY 40509; MANAGMENT OF OFFICE; VICE PRESIDENT; 08/01/2005-CURRENT; 200 HOURS/MONTH; 100 DURING SECURITIES TRADING HOURS/MONTH; MANAGEMENT AND MARKETING OF BUSINESS OFFICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-02 |
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