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Inactive

Paul Richards

Hicks & Associates Wealth Management, LLC

Cary, NC

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Current Employers
Hicks & Associates Wealth Management, Llc

1145 Executive Circle Suite C, Cary, NC 27511 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-11-16
  • NC RA
    APPROVED
    Since 2022-11-16

Branch Locations

1145 Executive Circle Suite C, Cary, NC 27511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Investors Distribution Company Charlotte NC 07/2013 11/2016
Edward Jones St Louis MO 11/2016 02/2020
Ameriprise Financial Services, Inc Cary FL 02/2020 10/2020
Wealthshield Partners, Llc Cary NC 10/2020 10/2022
Hicks & Associates Wealthmanagement, Llc Cary NC 10/2022 Present
  • 07/2013 → 11/2016
    Metlife Investors Distribution Company
    Charlotte, NC
  • 11/2016 → 02/2020
    Edward Jones
    St Louis, MO
  • 02/2020 → 10/2020
    Ameriprise Financial Services, Inc
    Cary, FL
  • 10/2020 → 10/2022
    Wealthshield Partners, Llc
    Cary, NC
  • 10/2022 → Present
    Hicks & Associates Wealthmanagement, Llc
    Cary, NC
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-06-21
  • S63 Uniform Securities Agent State Law Examination
    2012-06-21
Designations
Other Names
  • Paul Michael Richards

View on SEC IAPD

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RFG ADVISORY, LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
TRUIST ADVISORY SERVICES, INC.
COMPERIO RETIREMENT CONSULTING, INC.
WEALTHSHIELD PARTNERS, LLC
BRODIE WEALTH MANAGEMENT

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DEREK THOMPSON WILLIAMS
JASON WILLIAM CARTER
Kashif Osman
Ibraheem Wael Ahmad Amin
Robert Sidney Larson
Karena Lyn Bagwell

Other Offices

VERATIS ADVISORS, INC. · CARY, NC
RFG ADVISORY, LLC · Cary, NC
EDWARD JONES · CARY, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
TRUIST ADVISORY SERVICES, INC. · CARY, NC
COMPERIO RETIREMENT CONSULTING, INC. · CARY, NC
WEALTHSHIELD PARTNERS, LLC · CARY, NC

More in Cary, NC

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