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John Allen Stoner

LPl Financial LLC

Show Low, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-30
  • CA RA
    APPROVED
    Since 2023-11-30

Branch Locations

2707 S White Mountain Rd Ste E, Show Low, AZ 85901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Show Low AZ 11/2011 05/2018
Various Insurance Carriers For W&R Insurance Agencies Lakeside AZ 11/2011 11/2023
Fidelis Financial Services, Llc (Dba) Show Low AZ 01/2012 11/2023
Lincoln Financial Advisors Show Low AZ 05/2018 11/2023
Lpl Financial Llc Show Low AZ 11/2023 Present
  • 11/2011 → 05/2018
    Waddell & Reed, Inc
    Show Low, AZ
  • 11/2011 → 11/2023
    Various Insurance Carriers For W&R Insurance Agencies
    Lakeside, AZ
  • 01/2012 → 11/2023
    Fidelis Financial Services, Llc (Dba)
    Show Low, AZ
  • 05/2018 → 11/2023
    Lincoln Financial Advisors
    Show Low, AZ
  • 11/2023 → Present
    Show Low, AZ
Previous Registrations
  • 2018-05-22 → 2023-11-30
    Osaic Fa, Inc.
    Scottsdale, AZ
    Show Low, AZ
  • 2011-11-18 → 2018-06-01
    Waddell & Reed
    Scottsdale, AZ
    Show Low, AZ
  • 2011-01-03 → 2011-11-21
    Pinetop, AZ
    Scottsdale, AZ
  • 2009-02-27 → 2011-01-03
    Wells Fargo Investments, Llc
    Pinetop, AZ
    Pinetop, AZ
    Winslow, AZ
    Holbrook, AZ
    Snowflake, AZ
    Window Rock, AZ
    Kayenta, AZ
Other Businesses

1) 10/2023 - Validus Financial Associates PLLC - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 100% time spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-12
S63 Uniform Securities Agent State Law Examination 2003-02-03
  • S66 Uniform Combined State Law Examination
    2006-05-12
  • S63 Uniform Securities Agent State Law Examination
    2003-02-03
Other Names
  • John Stoner

View on SEC IAPD

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