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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-30 |
Branch Locations
2707 S White Mountain Rd Ste E, Show Low, AZ 85901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Show Low | AZ | 11/2011 | 05/2018 |
| Various Insurance Carriers For W&R Insurance Agencies | Lakeside | AZ | 11/2011 | 11/2023 |
| Fidelis Financial Services, Llc (Dba) | Show Low | AZ | 01/2012 | 11/2023 |
| Lincoln Financial Advisors | Show Low | AZ | 05/2018 | 11/2023 |
| Lpl Financial Llc | Show Low | AZ | 11/2023 | Present |
1) 10/2023 - Validus Financial Associates PLLC - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 100% time spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-03 |
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