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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
AZ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • AZ RA
    APPROVED
    Since 2012-10-01

Branch Locations

400 N. White Mountain Rd., Show Low, AZ 85901 • United States

1800 E Florida Ave, Floor 02, Hemet , CA 92544 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Show Low AZ 10/2012 Present
White Mountain Jewelers Show Low AZ 05/1997 Present
Jpmorgan Chase Bank, N.A. Show Low AZ 10/2012 Present
  • 10/2012 → Present
    Show Low, AZ
  • 05/1997 → Present
    White Mountain Jewelers
    Show Low, AZ
  • 10/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Show Low, AZ
Previous Registrations
  • 2011-09-14 → 2012-10-01
    Chase Investment Services Corp.
    Show Low, AZ
    Sedona, AZ
    Sedona, AZ
Other Businesses

ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: WHITE MOUNTAIN JEWELERS POSITION: PART TIME BOOKKEEPER START DATE: 5/1/1997 ADDRESS: 1004 Show Low, AZ DETAILS: BOOKKEEPER FOR RETAIL JEWELRY STORE, PAY BILLS FOR STORE. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 6 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-30
  • S66 Uniform Combined State Law Examination
    2011-07-30
Other Names
  • M Catherine Heenan
  • Mary Catherine Heenan
  • Cathy Heenan
  • Cathy Radke

View on SEC IAPD

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