Niccolo Alfred Gonzales

Current Employers

Employment History

• 08/2015 → 08/2017
  Axa Advisors, Llc
  New York, NY
• 08/2017 → 10/2020
  Pruco Securities, Llc
  Charlotte, NC
• 08/2017 → 10/2020
  The Prudential Insurance Company Of America
  Charlotte, NC
• 10/2020 → 02/2021
  Unemployed
  Morrisville, NC
• 02/2021 → 05/2021
  Oneamerica
  Morrisville, NC
• 05/2021 → 08/2022
  Guardian Life Insurance Company
  Raleigh, NC
• 05/2021 → 08/2022
  Park Avenue Securities
  Raleigh, NC
• 08/2022 → 08/2023
  Securian Financial Services
  Saint Paul, MN
• 08/2022 → 08/2023
  Minnesota Life Insurance Company
  Saint Paul, MN
• 08/2022 → 01/2026
  North Star Resource Group
  Minneapolis, MN
• 08/2023 → 01/2026
  Cetera Wealth Services, Llc
  Durham, NC
• 08/2023 → 01/2026
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2026 → Present
  Western & Southern Life
  Cary, NC
• 03/2026 → Present
  W&S Brokerage Services, Inc.
  Cary, NC

Previous Registrations

• 2023-08-10 → 2026-02-06
  Cetera Investment Advisers Llc
  Durham, NC
• 2022-08-18 → 2023-08-10
  Securian Financial Services, Inc.
  Minneapolis, MN
  Durham, NC
  St. Paul, MN
• 2021-06-28 → 2022-08-15
  Park Avenue Securities Llc
  Raleigh, NC
• 2017-11-07 → 2020-10-12
  Pruco Securities, Llc.
  Charlotte, NC
• 2015-09-01 → 2017-09-05
  Equitable Advisors, Llc
  Raleigh, NC
  Cary, NC
• 2012-06-01 → 2015-08-28
  Lincoln Investment
  Knightdale, NC
• 2011-01-12 → 2012-06-01
  Cincinnati Analysts, Inc.
  Knightdale, NC
  Cincinnati, OH
• 2002-10-24 → 2009-07-08
  Ameriprise Financial Services, Llc
  Winston Salem, NC
  High Point, NC

Other Businesses

Western & Southern Life - No - Cary, NC - Full Time Sales Agent

Exams

• S66 Uniform Combined State Law Examination
  2002-08-27

Other Names

• Nick Gonzales