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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-22 |
Branch Locations
333 Aviation Road Building B, Queensbury, NY 12804 • United States
354 Mountain View Dr. Suite 200, Colchester, VT 05446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Whittemore, Dowen & Ricciardelli Llp | Queensbury | NY | 04/2006 | Present |
| Equity Services, Inc. | Montpelier | VT | 12/2007 | Present |
*WHITTEMORE,DOWEN & RICCIARDELLI,LLP. 333 AVIATION RD.,BLDG B,QUEENSBURY,NY 12804.NOT INV REL.CPA FIRM.TAX MGR.7/28/03-PRES.180 HRS/MO. DUR TRAD HRS. I AM A TAX MGR FOR A CPA FIRM & PERFORM TAX PREPARATION & PLANNING *WDR FINANCIAL SERVICES LLC. INV REL.333 AVIATION RD.,BLDG B,QUEENSBURY ,NY 12804,INSURANCE SALES AND TAX SERVICES.MANAGER.11/01/07-PRES, 50 HRS/MO. DUR TRAD HRS. THE BUSINESS IS BEING FORMED TO PROVIDE FINANCIAL SERVICES *EXECUTIVE PARK WEST, LLC;333 AVIATION ROAD,BUILDING B,QUEENSBURY, NY 12804, REAL ESTATE;LLC OWNS A COMMERICIAL BUILDING RENTED TO WDR, LLP AND QDR FINANCIAL SERVICES, LLC; MEMBER 15% OWNER; 07/27/2011; 1 HR/MO; MANAGEMENT; REAL ESTATE RENTAL *MERCHANT PREFERRED PROCESSING NETWORK, 9750 CANAL ZONE WAY, CLERMONT FL 34711. THROUGH WDR FINANCIAL SERVICES LLC.NOT INV REL.INCOME SHARING FOR REFERRAL OF CREDIT CARD PROCESSING CLIENTS. REFERRING AGENT. 9/26/11-PRES. 2-3 HRS/MO. DURING TRADE HRS *DALE MULLIN - EXECUTOR. 174 EAST HIGH ST, BALLSON SPA NY. NOT INV REL. JAN 2023. EXECUTOR OF MOTHER'S ESTATE - JOAN P. MULLIN. GATHER ESTATE ASSETS, LIQUIDATE ASSETS, PAY ESTATE EXPENSES AND DISTRIBUTE NEW ESTATE TO BENEFICIARIES. NOT DURING TRADE HRS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-11-06 |
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