Dale Lewis Mullin

Employer firm

Equity Services, Inc. CRD 265

$2.78B regulatory AUM 410 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → Present
  Whittemore, Dowen & Ricciardelli Llp
  Queensbury, NY
• 12/2007 → Present
  Equity Services, Inc.
  Montpelier, VT

Other Businesses

*WHITTEMORE,DOWEN & RICCIARDELLI,LLP. 333 AVIATION RD.,BLDG B,QUEENSBURY,NY 12804.NOT INV REL.CPA FIRM.TAX MGR.7/28/03-PRES.180 HRS/MO. DUR TRAD HRS. I AM A TAX MGR FOR A CPA FIRM & PERFORM TAX PREPARATION & PLANNING *WDR FINANCIAL SERVICES LLC. INV REL.333 AVIATION RD.,BLDG B,QUEENSBURY ,NY 12804,INSURANCE SALES AND TAX SERVICES.MANAGER.11/01/07-PRES, 50 HRS/MO. DUR TRAD HRS. THE BUSINESS IS BEING FORMED TO PROVIDE FINANCIAL SERVICES *EXECUTIVE PARK WEST, LLC;333 AVIATION ROAD,BUILDING B,QUEENSBURY, NY 12804, REAL ESTATE;LLC OWNS A COMMERICIAL BUILDING RENTED TO WDR, LLP AND QDR FINANCIAL SERVICES, LLC; MEMBER 15% OWNER; 07/27/2011; 1 HR/MO; MANAGEMENT; REAL ESTATE RENTAL *MERCHANT PREFERRED PROCESSING NETWORK, 9750 CANAL ZONE WAY, CLERMONT FL 34711. THROUGH WDR FINANCIAL SERVICES LLC.NOT INV REL.INCOME SHARING FOR REFERRAL OF CREDIT CARD PROCESSING CLIENTS. REFERRING AGENT. 9/26/11-PRES. 2-3 HRS/MO. DURING TRADE HRS *DALE MULLIN - EXECUTOR. 174 EAST HIGH ST, BALLSON SPA NY. NOT INV REL. JAN 2023. EXECUTOR OF MOTHER'S ESTATE - JOAN P. MULLIN. GATHER ESTATE ASSETS, LIQUIDATE ASSETS, PAY ESTATE EXPENSES AND DISTRIBUTE NEW ESTATE TO BENEFICIARIES. NOT DURING TRADE HRS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-11-06