Michael James Pope

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-04-18
CT	RA	APPROVED	2008-01-01

FL RA
APPROVED

Since 2017-04-18
CT RA
APPROVED

Since 2008-01-01

Branch Locations

255 S County Rd 2Nd Fl, Palm Beach, FL 33480 • United States

450 Post Road E, Westport, CT 06880 • United States

1 Lafayette Pl [Vh-Rbo], Greenwich, CT 06830 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Greenwich	CT	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Greenwich	CT	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Greenwich, CT
11/2016 → Present

Wells Fargo Clearing Services, Llc

Greenwich, CT

Previous Registrations

2003-05-27 → 2008-01-01

A. G. Edwards & Sons, Inc.

Greenwich, CT

St. Louis, MO

Greenwich, CT
2003-01-14 → 2003-05-06

Morgan Stanley Dw Inc.

Greenwich, CT

Other Businesses

CO-GUARDIAN FOR SON; INV. RELATED; PALM BEACH GARDENS, FL; START DATE 8/23/2022; 750 HRS PER MONTH; 24 HRS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-09-24

S66 Uniform Combined State Law Examination

2002-09-24

Designations

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews