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Jason Thomas Pepe

Stifel, Nicolaus & Company, Incorporated

Conshohocken, PA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-04-21
TX RA APPROVED_RES 2023-04-20
  • PA RA
    APPROVED
    Since 2023-04-21
  • TX RA
    APPROVED_RES
    Since 2023-04-20

Branch Locations

Millennium One, 20 Ash Street, Conshohocken, PA 19428 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Bb&T Securities King Of Prussia PA 03/2016 11/2020
Truist Investment Services, Inc Atlanta GA 08/2020 03/2023
Truist Advisory Services Inc Atlanta GA 08/2020 03/2023
Stifel, Nicolaus & Company, Incorporated Conshohocken PA 04/2023 Present
Previous Registrations
  • 2020-08-26 → 2023-03-28
    Truist Advisory Services, Inc.
    King Of Prussia, PA
  • 2016-03-01 → 2020-11-16
    Bb&T Securities, Llc
    King Of Prussia, PA
  • 2014-03-13 → 2016-03-30
    Valley Forge Asset Management, Llc
    King Of Prussia, PA
    King Of Prussia, PA
  • 2003-04-16 → 2004-05-07
    Waddell & Reed
    Chadd'S Ford, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-07
  • S66 Uniform Combined State Law Examination
    2003-03-07

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · Conshohocken, PA
ARSENAL CAPITAL ADVISORS LLC · CONSHOHOCKEN, PA
UBS FINANCIAL SERVICES INC. · CONSHOHOCKEN, PA
INDEPENDENT FINANCIAL PARTNERS · Conshohocken, PA
HBKS WEALTH ADVISORS · CONSHOHOCKEN, PA
WILLIAM BLAIR · CONSHOHOCKEN, PA
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