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David Lin

J.P. Morgan Securities LLC

Cupertino, CA

Columbus, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-01-28
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2014-06-11
CA RA APPROVED 2012-10-01
  • OH RA
    APPROVED
    Since 2022-01-28
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2014-06-11
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

20573 Stevens Creek Blvd., Cupertino, CA 95014 • United States

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Cupertino CA 10/2012 Present
Previous Registrations
  • 2009-09-17 → 2012-10-01
    Chase Investment Services Corp.
    Burbank, CA
    Los Angeles, CA
    Los Angeles, CA
    North Hollywood, CA
    Tujunga, CA
    Glendale, CA
    Glendale, CA
    Monrovia, CA
    Los Angeles, CA
    Burbank, CA
    Los Angeles, CA
    North Hollywood, CA
    Tujunga, CA
    Burbank, CA
    Burbank, CA
    Glendale, CA
    Monrovia, CA
    Los Angeles, CA
    Montebello, CA
    Los Angeles, CA
    Los Angeles, CA
    South Pasadena, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Baldwin Park, CA
    Los Angeles, CA
    Los Angeles, CA
    Alhambra, CA
    Monrovia, CA
    Monterey Park, CA
    Pasadena, CA
    Pasadena, CA
    Arcadia, CA
    San Gabriel, CA
    Monrovia, CA
    Arcadia, CA
    Los Angeles, CA
    El Monte, CA
    Alhambra, CA
    Duarte, CA
    Sierra Madre, CA
    Alhambra, CA
    Pasadena, CA
    Temple City, CA
    Altadena, CA
    San Marino, CA
    Temple City, CA
    Los Angeles, CA
    Los Angeles, CA
    El Monte, CA
    El Monte, CA
  • 2007-04-19 → 2009-09-14
    Wells Fargo Clearing Services, Llc
    La Canada, CA
    Glendora, CA
    Alhambra, CA
    Los Angeles, CA
    San Gabriel, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-03
S63 Uniform Securities Agent State Law Examination 2003-03-25
  • S66 Uniform Combined State Law Examination
    2007-04-03
  • S63 Uniform Securities Agent State Law Examination
    2003-03-25
Other Names
  • David Ching Han Lin

View on SEC IAPD

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