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Kevin Michael Faulkner

Edward Jones

Madison, WI

CRD 4550916

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-24
WI RA APPROVED 2002-09-12
  • TX RA
    APPROVED
    Since 2021-02-24
  • WI RA
    APPROVED
    Since 2002-09-12

Branch Locations

301 N Sherman Ave Suite 200, Madison, WI 53704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2002 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-08-22
  • S63 Uniform Securities Agent State Law Examination
    2002-08-22

View on SEC IAPD

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