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Charles Michael Stoner

Morgan Stanley

Cornelius, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-13
NC RA APPROVED 2021-01-11
  • TX RA
    APPROVED
    Since 2021-01-13
  • NC RA
    APPROVED
    Since 2021-01-11

Branch Locations

17505 West Catawba Avenue Suite 300, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Huntersville NC 06/2011 01/2021
Morgan Stanley Smith Barney Llc Cornelius NC 01/2021 Present
Morgan Stanley Private Bank, N.A New York NY 03/2021 Present
  • 06/2011 → 01/2021
    Ubs Financial Services Inc.
    Huntersville, NC
  • 01/2021 → Present
    Morgan Stanley Smith Barney Llc
    Cornelius, NC
  • 03/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-22
S63 Uniform Securities Agent State Law Examination 2008-01-24
  • S65 Uniform Investment Adviser Law Examination
    2009-10-22
  • S63 Uniform Securities Agent State Law Examination
    2008-01-24
Other Names
  • Chuck Stoner

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cornelius, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTERSVILLE, NC
RAYMOND JAMES & ASSOCIATES, INC. · HUNTERSVILLE, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Huntersville, NC
MML INVESTORS SERVICES, LLC · Huntersville, NC
CORNERSTONE WEALTH · HUNTERSVILLE, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC

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