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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-30 |
| CA | RA | APPROVED | 2022-11-30 |
| HI | RA | APPROVED | 2022-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Honolulu | HI | 09/2015 | 11/2022 |
| Morgan Stanley Private Bank, National Association | New York | NY | 10/2015 | 11/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hilo | HI | 11/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2015 | 11/2022 |
| Bank Of America, N.A. | Hilo | HI | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-28 |
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