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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2020-12-03 |
Branch Locations
95 S State St Suite 2180, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Inc | Jordan | UT | 05/2007 | Present |
| Morgan Stanley Smith Barney | South Jordan | UT | 06/2009 | Present |
| Raymond James & Associates Inc | Salt Lake City | UT | 12/2020 | Present |
1)Independent Contractor; SALT LAKE CITY, UT; musician; 06/2017; During business hours: 0, After business hours: 1 2) Name of Business: I play and teach music occasionally Address: 652 Harrison Ave, Salt Lake City, UT, 84105, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 12/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I play and teach drums very infrequently that I get small amounts of money for, this a hobby more than a money making venture. The band I play with most often when we do is Kairo By Night.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-23 |
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