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Edward David Buxton

Newman Dignan & Sheerar, Inc

Providence, RI

Swanesa, MA

CRD 4549995

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Employer firm

Newman Dignan & Sheerar, Inc CRD 107565

$731M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • FINANCIAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Newman Dignan & Sheerar, Inc

260 West Exchange Street Suite 302, Providence, RI 02903 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-02-15
RI RA APPROVED 2003-02-24
  • MA RA
    APPROVED
    Since 2024-02-15
  • RI RA
    APPROVED
    Since 2003-02-24

Branch Locations

260 West Exchange Street Suite 302, Providence, RI 02903 • United States

Swanesa, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newman Dignan & Sheerar, Inc. Providence RI 01/2003 Present
Previous Registrations
  • 2000-05-16 → 2003-01-27
    Fleet Investment Advisors Inc.
    Providence, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-15
  • S65 Uniform Investment Adviser Law Examination
    2000-03-15

View on SEC IAPD

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Nearby Investors

JOHN HENRY MULLEN
ANDREW E. SNAPE
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Nearby Offices

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
ERNST & YOUNG INVESTMENT ADVISERS LLP · PROVIDENCE, RI

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