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Current Employers
Trinity Capital Management, Llc

607 De La Vista Ave., Santa Barbara, CA 93103 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-22
WA RA APPROVED 2007-12-05
  • CA RA
    APPROVED
    Since 2025-04-22
  • WA RA
    APPROVED
    Since 2007-12-05

Branch Locations

606 Columbia St Nw, Suite 210, Olympia, WA 98501 • United States

607 De La Vista Ave., Santa Barbara, CA 93103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trinity Capital Management, Llc Santa Barbara CA 09/2006 Present
Previous Registrations
  • 2003-04-15 → 2006-01-12
    Mercer Advisors
    Santa Barbara, CA
  • 2002-07-01 → 2002-09-24
    Mercer Advisors
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-10
  • S65 Uniform Investment Adviser Law Examination
    2002-06-10
Designations

View on SEC IAPD

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